28 September 2015, London
SEC Basics is an intensive, interactive workshop suitable for those with little or no knowledge of the U.S. securities laws, the SEC or the SEC’s rules and regulations. The workshop is led by Mark Berman, a former SEC lawyer who advises on SEC practice outside the United States and international financial services regulation
SEC Basics, Worshop June 2015, London
SEC Basics will cover the following topics:
- The SEC
- The Credit Crisis
- Offerings and Private Placements
- Continuing Obligations, Sarbanes-Oxley
- Tender Offers, Exchange Offers and Going Private Transactions
- Marketing Securities to U.S. Persons
- Money Management Read more ..
Mark Berman, CEO, CompliGlobe

Mark Berman advises and conducts training programmes for hedge funds, investment managers, issuers, regulators and multi-national banks and brokers in Europe and Asia on SEC practice outside the United States, UK and EU issues and cross-border regulatory, compliance and AML matters. Read more
Simmons & Simmons
CityPoint
One Ropemaker Street
London EC2Y 9SS
United Kingdom.
CityPoint
One Ropemaker Street
London EC2Y 9SS
United Kingdom.

www.simmons-simmons.com
Early Bird Rates available now
Book Now Online
Save up to £200.
Book 3 delegates and the third delegate goes free for any single event.
Book 3 delegates and the third delegate goes free for any single event.
Book Now Online
CPD/CLE accreditation:
Solicitors Regulation Authority: CPD – 7 hours 30 minutes
New York and California: CLE – 9 hours